Forms for RIAs

All forms are in Adobe PDF format and require the Adobe® Acrobat® Reader™. Download and install the free Adobe Acrobat Reader.

Forms must be printed, completed, and sent to our offices:

Trade-PMR, Accounts Department
P.O. Box 358230
Gainesville, FL 32635-8230
Please make all checks payable to First Clearing, LLC.

Advisor Application
IAR Application

New Account Forms

New Account Application — Individual/Joint
New Account Application — Retirement/Qualified
New Account Application — Non-Individual
Additional Account Holders Form
IRA Beneficiary Designation
Managed Accounts Agreement

Account Transfers

Account Transfer Form

Other Forms

New Account Required Documents List
Account Update Form
Account Linking Application
IRA Distribution
ACH Authorization Agreement
Options Agreement
Margin Agreement
Check Writing/Debit Card Application (Individual)
Check Writing/Debit Card Application (IRA)
Check Writing/Debit Card Application (Non-Individual)
Authorization to Wire Funds
Transfer on Death Agreement
IRA Recharacterization
Roth Conversion