RIA Reporting

Money Line

The Money Line Report shows the value of each client account as of the end of the previous trading day. This report includes Net Cash, Maket Value of securities, Equity, Money Funds, and Total Value of the account. It also includes any margin calls on the account. You can filter the Money Line report by Group…

Open Orders

The Open Orders Report shows all Equity and Mutual Fund orders which are currently waiting to be executed. You can filter this report by Branch or Rep Code if your firm has multiple branches or reps. As with most screens in eCustody, you can sort columns, Print, or Export data into Excel format.

Positions

The Positions Report shows you all positions owned in all client accounts. You can narrow the results down by individual Secuiry, Group, Account, Tax ID, and even Phone Number. Each position is shown, along with the accounts that hold the position for easy reference…

Activity

The Activity Report shows you all the activity that has taken place on all client accounts for a given date range. You can narrow the search to Trade Activity, Cash Activity, or display All Activity. As with most screens in eCustody, you can sort columns, Print, or Export data into Excel format.

Action Items

The Action Item screen gives you a list of all accounts that require some kind of intervention on your part. This includes Money Due Today, Exchange Call, and Reg-T issues. In addition, you can get a list of yesterday’s deposits, maturing securities, and activity. As with most screens in eCustody…

Trade Blotter

The Trade Blotter is your record of all Equity and Mutual Fund trades that occurred on the selected date. By default, the previous trading day’s activity is shown. You can view and print this report for your records by clicking the Print PDF button. You can also export the blotter into Microsoft Excel…