As Chief Compliance Officer, Liz works across TradePMR’s departments to support advisor product, service, and technology by balancing business objectives with risk considerations and regulatory requirements.
Liz has more than 20 years of experience in the wealth management industry. Before joining Robinhood | TradePMR in 2025, Liz served as CCO for Realta Wealth. After receiving a Bachelor’s degree in Business Economics from the University of Santa Cruz, Liz earned an MBA from the University of Redlands. She holds Finra Series 7, 24, 53, and 66 licenses, as well as CRCP and CSCP designations.
Originally from San Diego, Liz currently lives in Safety Harbor, Florida. She spends her free time watching baseball, going to beaches and amusement parks, traveling, and being a tourist in her own town. She has a 12-year-old son (Declan), two cats (Delilah and Dylan), and a dog (Dante).
Liz Legacy is an associated person of TradePMR, member FINRA/SIPC.
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Gainesville, FL 32635‑8230
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2511 NW 41st St.
Gainesville, FL 32606
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Sources and Disclosures
1 Baldwin Named one of “20 People Who Will Change Wealth Management in 2020” by the editors at Financial Planning magazine, December, 2019
22024 T3/Inside Information Advisor Software Survey, Joel Bruckenstein and Bob Veres, January 2024, sponsored by SEI, Advyzon, FP Alpha, Addepar, XLR8, and FMG. T3/Inside Information Survey, Joel Bruckenstein and Bob Veres, May 2022, sponsored by AssetBook, Holistiplan, Advyzon, Addepar, and Fidelity Investments. T3/Inside Information Advisor Software Survey, Joel Bruckenstein and Bob Veres, March 2021, sponsored by Salesforce, and 2019 Software Survey, Joel Bruckenstein and Bob Veres, January 2019, sponsored by Orion Advisor Services and Morningstar, Inc.
3 Business Intelligence Group Announces the Winners of the 2019 Excellence in Customer Service Awards; Philadelphia, PA, May, 2019
4 50 Most Promising FinTech Solution Providers – 2019, CIOReview, May 2019
5 EZRA GROUP Wealth Tech Integration Score, Overview, and Methodology. EZRA GROUP and TradePMR are separate and unaffiliated companies. Custodians do not pay a fee to be evaluated and ranked.
Copyright 2020-2025, Trade-PMR, Inc.
Securities offered through Trade-PMR Inc, Member FINRA/SIPC. Custodial Services provided by First Clearing. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.
Trade-PMR, Inc. is registered with the Securities and Exchange Commissions (SEC) and the Municipal Securities Rulemaking Board (MSRB). The MSRB website address is www.MSRB.org. The MSRB provides a link to an investor brochure that describes the protections that may be provided by the MSRB rules and how to file a complaint with the appropriate regulatory authority.
Market volatility, volume, and system availability may impact account access and trade execution.
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